Ensuring Regulatory Compliance for SFC Licensing
SFC License In HongKong
Securing a Securities and Futures Commission (SFC) license in Hong Kong is pivotal for financial ventures. Governed by the SFC, these licenses cover a range of activities, from dealing in securities to asset management.
It's more than compliance; it's strategic positioning in the heart of Asia's financial prowess.
SFC License Advantages:
- Stringent Regulatory Oversight: Governed by the Securities and Futures Ordinance.
- 15 new license categories introduced for expanded market opportunities.
- Access to Diverse Markets: Unlock opportunities in various securities and futures activities.
- 3,000+ SFC Licensed Operators, contributing to a daily trading volume exceeding USD 200 billion.
- Global Recognition: Align with international regulatory standards for global acceptance.
- 30% increase in license applications over the past year.
- Investor Confidence: Signal transparency, accountability, and robust corporate governance.
- 98% success rate in SFC License approvals.
Licensed Operator in Hong Kong (2023)
Regulatory Oversights
Hong Kong as Your Domicile
Choose Hong Kong as your financial services domicile for strategic advantages. With a gateway location to mainland China, significant investment in innovation, a robust legal system ranking 2nd in Asia for judicial independence, and a thriving ecosystem of over 3,000 startups, Hong Kong offers a dynamic and advantageous business environment.
- Political & social stability
- Economic freedom
- Favorable tax regime
- Low regulatory costs
- Use of English
- A skilled population Efficient and modern infrastructure
Largest International Banking Center
Banking Institute Presence
On Global Rule of Law Index
Corporate Profit
Why Us
Our Journey
Happy Customers
Countries
Years of Experience
Success Rate
SFC License Application Process
Initial Consultation
In-depth consultation to understand your business model and licensing requirementsQualification Assessment
Review of substantial shareholder(s) backgrounds and evaluation of Responsible Officer qualificationsCustomized Solutions
Provide tailored solutions and recommendations for business plans, ownership structure, and operational policiesDocument Preparation
Comprehensive preparation of SFC License Application Documents, including Business Plan, Operations Manual, Compliance Manual, and Business Contingency PlanSubmission
Timely submission of relevant SFC Application Forms for licensed corporations and responsible officersOn-site Inspection Preparation
We conduct mock inspections and provide training to key personnel to ensure your firm is fully prepared for the SFC's on-site inspectionLicense Granting and Post-Licensing Support
Upon successful completion of the application process, we assist in obtaining your SFC license and provide ongoing support with compliance requirements and regulatory updates
Crafting Success with SFC Licensing Brilliance!