November 22, 2024 November 22, 2024Categories Business Support Compliance News Hong Kong SFCHong Kong to Implement Robust Market-Sounding Rules Targeting Block Trades and Private PlacementsIn a significant move to enhance market integrity, the Securities and Futures Commission (SFC) of Hong Kong has announced the […]
November 18, 2024 November 18, 2024Categories Business Support Compliance News Hong Kong SFCSFC Tightens Regulations on Block Trade Discussions: Implications for Financial InstitutionsThe Securities and Futures Commission (SFC) of Hong Kong has recently implemented stricter guidelines governing how financial institutions discuss block […]
October 25, 2024 October 25, 2024Categories Compliance News Hong Kong License SFCSFC Disciplinary Fining Guidelines: What Virtual Asset Trading Platforms Need to KnowAs Hong Kong moves forward with its regulatory regime for virtual asset trading platforms (VATPs), understanding the SFC Fining Guidelines […]
October 24, 2024 October 24, 2024Categories Hong Kong License SFCSFC Statement: End of Non-Contravention Period for Virtual Asset Trading PlatformsAs Hong Kong moves forward with its ambitious plans to regulate and support the digital asset industry, the Securities and […]
October 22, 2024 October 22, 2024Categories Hong Kong License SFCHong Kong’s Virtual Asset Licensing: SFC to License 11 More Platforms by Year-EndAs virtual assets grow globally, Hong Kong licensing leads in creating a strong regulatory framework for the industry. Recently, the […]
October 11, 2024 October 11, 2024Categories License SFCWhat Are the Different Types of SFC Licenses in Hong Kong?Starting a financial services business in Hong Kong? One of the most crucial steps you need to take is securing […]