Ensuring Regulatory Compliance for SFC Licensing

SFC License In HongKong

Securing a Securities and Futures Commission (SFC) license in Hong Kong is pivotal for financial ventures. Governed by the SFC, these licenses cover a range of activities, from dealing in securities to asset management.

It's more than compliance; it's strategic positioning in the heart of Asia's financial prowess.

Trustworthy Compliance Advantage

Credibility in Corporate Services

Stability with a 3-Year License

SFC License Advantages:

Stringent Regulatory Oversight: Governed by the Securities and Futures Ordinance.
15 new license categories introduced for expanded market opportunities.
Access to Diverse Markets: Unlock opportunities in various securities and futures activities.
3,000+ SFC Licensed Operators, contributing to a daily trading volume exceeding USD 200 billion.
Global Recognition: Align with international regulatory standards for global acceptance.
30% increase in license applications over the past year.
Investor Confidence: Signal transparency, accountability, and robust corporate governance.
98% success rate in SFC License approvals.

3000+

Licensed Operator in Hong Kong (2023)

645+Bn

Regulatory Oversights

Hong Kong as Your Domicile

Choose Hong Kong as your financial services domicile for strategic advantages. With a gateway location to mainland China, significant investment in innovation, a robust legal system ranking 2nd in Asia for judicial independence, and a thriving ecosystem of over 3,000 startups, Hong Kong offers a dynamic and advantageous business environment.

Political & social stability
Economic freedom
Favorable tax regime
Low regulatory costs
Use of English
A skilled population Efficient and modern infrastructure

4th

Largest International Banking Center

500+

Banking Institute Presence

16th

On Global Rule of Law Index

16.5%

Corporate Profit

Our Services

License Application

Business Plan Preparation

Compliance Consulting

Resident Representative

Local Management Office

Clearing Bank Account

Corporate Concierge

Project Management

Why Us

Expertise

With 15 years of experience mastering Hong Kong's financial landscape, we ensure seamless regulatory navigation for our clients.

Proactive Compliance

Stay ahead with our proactive approach to evolving regulations.

Local Approach

Cultural insight for smooth operations and future planning.

100% Success Rate

Rely on our proven track record of success – every license application is a success.

Representation

We handle all communications with Hong Kong Customs, ensuring compliance peace of mind.

Entrepreneurial Insights

Benefit from practical guidance from our founder, an entrepreneur managing four companies.

Our Journey

300+

Happy Customers

4

Countries

15

Years of Experience

100%

Success Rate

SFC License Application Process

Initial Consultation
In-depth consultation to understand your business model and licensing requirements
Qualification Assessment
Review of substantial shareholder(s) backgrounds and evaluation of Responsible Officer qualifications
Customized Solutions
Provide tailored solutions and recommendations for business plans, ownership structure, and operational policies
Document Preparation
Comprehensive preparation of SFC License Application Documents, including Business Plan, Operations Manual, Compliance Manual, and Business Contingency Plan
Submission
Timely submission of relevant SFC Application Forms for licensed corporations and responsible officers
On-site Inspection Preparation
We conduct mock inspections and provide training to key personnel to ensure your firm is fully prepared for the SFC's on-site inspection
License Granting and Post-Licensing Support
Upon successful completion of the application process, we assist in obtaining your SFC license and provide ongoing support with compliance requirements and regulatory updates

Crafting Success with SFC Licensing Brilliance!

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